Links

• SEBI
• NSE
• BSE
• CDSL
• investors protection
• Annexure A-Investor charter stock brokers
• sebi guidelines- arbitration mechanism
• sebi guidelines arbitration mechanism in stock mkt.
• scores sebi
• SCORES Complains
• Policy on Inactive dormant accounts
• RAJIV GANDHI EQUITY SAVINGS SCHEME (RGESS)
• Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s) in Vernacular Language
• flashing a link to scores on the dashboard of demat accounts
• Exchange Guidelines on Margin Collection
• PMLA POLICIES
• RISK MANAGEMENT SYSTEM POLICY
• RISK Disclosures on Derivatives
• Attention Investors

DOWNLOAD

CVL KRA

• INDIVIDUAL
• CORPORATE & HUF

CENTRAL KYC FORM

• INDIVIDUAL

FATCA & CRS KYC Mandatory

• FATCA INDVL
• FATCA CO
• FATCA HUF

KYC REGISTRATION FORM FOR DP

• FESPL DP ACCOUNT OPENING FORM

• Kyc Annexure 2.1 NRI
• AADHAAR CONSENT

KYC REGISTRATION FORM FOR TRADING

• FESPL TRADING ACCOUNT OPEN FORM
• KYC MANDATORY DOCUMENTS
• Revalidation Format FES 17-2-20
• Change of DP and Bank details
• TRADING ACCOUNT CLOSURE

DP Documents Rights and Obligations

• Rights and Obligations of Beneficial Owner and Depository Participant as

DP Tariff Schedule

• DP Tariff Chart

Procedure to view collateral data by clients

• Monitoring of collateral at client level